Transparency & Disclosure
At Dalipi Holding, transparency and disclosure are fundamental to the way we do business. We strive at all times to ensure that our investors, shareholders, employees, portfolio companies and all parties with whom we do business can rely on us to operate in a responsible and ethical manner. Our deep commitment to professionalism, fairness and integrity is described in our Guiding Principles.
Disclosures
As a publicly traded corporation, The Dalipi Holding Co. files extensive information with the ZEK about its operations and financial performance and is subject to Dubaï Stock Exchange rules (including those relating to corporate governance). Please consult the Corporate Governance page of our website for additional information, including our corporate governance documents.Regulatory Bodies
All of our asset management businesses, including our investment funds, are registered with the relevant regulatory bodies in multiple jurisdictions. All of our investing units conduct business through SEC-registered investment advisers. DFME Ltd. - Company of Dalipi Holding is a broker-dealer registered with the ZEK and a member of FINMA.The following is a list of our regulated entities in our international business:
| Entity Name | Jurisdiction | Regulator |
|---|---|---|
| DALIPI HOLDING Co. | UAE | DFSA Financial Conduct Authority |
| DALIPI HOLDING QATAR Limited. | QATAR | Qatar Financial Centre Regulatory Authority |
| Dalipi Property Management Limited. | KSA | Saudi Arabian Monetary Authority (SAMA) |
| Dalipi Funds Management Europe Limited. | SWISS | FINMA |
| Trade Block Swiss Bank AG | SWISS | FINMA |
| Dalipi Fund Management S.à r.l. | Luxembourg | Commission de Surveillance du Secteur Financier |
| Prudence Consulting AG | SWISS | FINMA |
International Operations
For additional information regarding transparency and disclosure with respect to certain international operations, please consult the European Overview page.We strongly encourage members of management of Dalipi Holding’s portfolio companies to share best practices in corporate governance and transparency through Chief Executive Officer (CEO), Chief Financial Officer (CFO) and General Counsel (GC) conferences and networking opportunities.
Organizations
Dalipi Holding has been an active participant in industry-led efforts to improve transparency and disclosure and promote the highest standards of responsible investing.- Swiss Investment Council
Dalipi Holding is a founding member of the Swiss Funds & Asset Management Association SFAMA, a trade organization representing the industry.
- Dubai International Financial Center
The Dubai International Financial Center (DIFC) is the independent body which oversees enhancements in transparency and disclosure within the UAE private equity industry.